FINRA Update

Thursday, March 19, 2020 @ 3:30pm Eastern

Join 9 Panelists from FINRA for a robust update on all of the latest FINRA initiatives. FINRA’s Digital Experience Transformation (DXT) is designed to streamline the FINRA compliance and reporting experience by providing a more flexible solution that can be customized to hone in on your needs. During this session, FINRA will provide updates on FINRA Gateway, registration and licensing enhancements (CRD and FinPro), Continuing Education (CE) Transformation & Principal Level Examination Restructure, as well as BrokerCheck. You’ll also find out what to expect in the future, how you can stay current with changes, and how you can become more engaged in future conversations driving system updates.

Bill Swanstrom Moderator
Jeff Weinstein Form CRS
Joe McDonald Principal Level Examination Update
Patricia Monterosso Continuing Education Transformation
Jennifer Duran FINRA Gateway
Noah Egorin CRD Transformation (Dynamic Reporting, Data Collection)
Aaron Archer CRD Transformation (Dynamic Reporting, Data Collection)
Tom Weaverling Financial Professional (FinPro) Gateway
Gary Lisker Broker Check

Watch for this icon for an activity that is approved for the Professional Development CE credit.

To receive the credit you must register and attend the event in entirety.

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