Securities Learning Track

Securities Track

Requirements:

  • Each student must complete two required courses ($60 each) and one elective course ($60 each) for a total cost of $180 for each track level. Each course selected must be completed and the final exam passed.
  • All students are required to progress from the Certified Level, through the Advanced and end the program at the Professional  NOTE: The requirement to start at the Certified Level is waived for those who had previously received their SILA Certification.
  • A certificate of course completion will be issued to those who pass the end-of course examination with a minimum score of 70%.
  • A SILA Foundation Certificate of Achievement will be awarded as each level is completed.

Click to access course outline.

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Certified

Securities – Certified

CourseTypeVendor
SILA: Introduction to Mutual Funds Required 360Training
SILA: Securities Required 360Training
SILA: Variable Annuities Required 360Training
SILA: Ethics for Prof. Required A.D. Banker
SILA: Cyber Security & Identity Theft Elective A.D. Banker
SILA: Insurance Fraud Elective A.D. Banker
SILA: AML: The More You Know – The Better Required A.D. Banker
SILA: Variable Annuity Basics Required A.D. Banker

Advanced

Securities – Advanced

CourseTypeVendor
SILA: Investing in Securities Required 360Training
SILA: Securities Trading Required 360Training
SILA: Understanding Variable Annuities Elective 360Training
SILA: Anti-Money Laundering (General) Required FIRE Solutions
SILA: Protecting the Consumer Elective A.D. Banker

Professional

Securities – Professional

CourseTypeVendor
SILA: AML Red Flags - Retail & Operations Required FIRE Solutions
SILA: Variable Annuity Sales Practices Required FIRE Solutions
SILA: Impact of Market Events on Variable Products Required FIRE Solutions
SILA: Guide to Protecting Client Information Elective FIRE Solutions
SILA: Ethics in the Senior Market Required A.D. Banker
SILA: Protecting Senior Clients from Exploitation Elective A.D. Banker