Securities Learning Track

Tracks

Requirements:

  • Each student must complete two required courses ($60 each) and one elective course ($60 each) for a total cost of $180 for each track level. Each course selected must be completed and the final exam passed.
  • All students are required to progress from the Certified Level, through the Advanced and end the program at the Professional  NOTE: The requirement to start at the Certified Level is waived for those who had previously received their SILA Certification.
  • A certificate of course completion will be issued to those who pass the end-of course examination with a minimum score of 70%.
  • A SILA Foundation Certificate of Achievement will be awarded as each level is completed.

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Certified

TrackLevelTypeCourseOutlineVendorLink
SecuritiesCertifiedRequiredSILA: Introduction to Mutual Funds360Training
SecuritiesCertifiedRequiredSILA: Securities360Training
SecuritiesCertifiedRequiredSILA: Variable Annuities360Training
SecuritiesCertifiedElectiveSILA: Ethics for Prof.A.D. Banker
SecuritiesCertifiedElectiveSILA: Identity Theft and Cyber SecurityA.D. Banker
SecuritiesCertifiedElectiveSILA: Insurance FraudA.D. Banker

Advanced

TrackLevelTypeCourseOutlineVendorLink
SecuritiesAdvancedRequiredSILA: Investing in Securities360Training
SecuritiesAdvancedRequiredSILA: Mutual Fund Investing360Training
SecuritiesAdvancedRequiredSILA: Securities Trading360Training
SecuritiesAdvancedElectiveSILA: Understanding Variable Annuities360Training
SecuritiesAdvancedRequiredAnti-Money Laundering (General)FIRE Solutions

Professional

TrackLevelTypeCourseOutlineVendorLink
SecuritiesProfessionalRequiredAML Red Flags - Retail & OperationsFIRE Solutions
SecuritiesProfessionalRequiredImpact of Market Events on Variable ProductsFIRE Solutions
SecuritiesProfessionalElectiveGuide to Protecting Client InformationFIRE Solutions
SecuritiesProfessionalRequiredVariable Annuity Sales PracticesFIRE Solutions