The Rise in Financial Crime
Thursday, September 29, 2:00pm-3:00pm Eastern
Financial crime has become a global industry and tactics by bad actors continue to evolve exposing investors to significant financial risk. Join us and North American Securities Administrators Association’s (NASAA) 2022 President and Maryland Securities Commissioner, Melanie Senter Lubin for a discussion on the rise of financial crime and how states utilize their jurisdictional authority to protect investors. Registration is required to attend this FREE, public webinar.
New Registration Procedure: All SILA Members, to earn SILA designation credit, be sure to log into your SILA account when registering. Non-Members are also able to register on SILA without logging in.
Melanie Lubin: Commissioner Lubin joined the Maryland Division of Securities early in her career and was appointed Maryland's Securities Commissioner in 1998. She began serving a term as President of NASAA in September 2021. Over the years, Commissioner Lubin has held various positions on the NASAA Board of Directors and NASAA Committees, including the Central Registration Depository / Investment Adviser Registration Depository Steering Committee; Investment Adviser Section Committee; Corporation Finance Section Committee; Federal Legislative Committee; Senior Issues/Diminished Capacity Committee; Electronic Filing Depository Steering Committee; and Regulation Best Interest Implementation Committee.
Margie Webber: Margie Webber currently serves as a Regulatory Director of Compliance focusing on the securities and insurance industries for RegEd. Margie has served as President of SILA from 2007 to 2009, she was a member of SILA’s Advisory Board from 1995 to 2007, she has also served on FINRA’s Licensing & Registration Council, Registration and Qualifications Subcommittee, and she currently serves as SILA’s Governance Officer on its Executive Board of Directors. She’s a Steering Committee member on SILA’s Securities Industry Subgroup and chairs SILA’s NASAA Engagement Task Force.
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To receive the credit you must register and attend the event in entirety.