Practical Approach to Securities Registration and Compliance Class

You have questions on securities registration and compliance? Get up-to-speed with this course that drives you through the regulatory environment and routes you to the answers. It’s a fact-filled, interactive session offering a high-level overview of securities registration and compliance issues while steering you away from regulatory roadblocks.

Class Details:

  • Cost: $139.00
  • Date:  Wednesday, October 4, 2023
  • Time:  2:30-4:30 ET
  • Required Course
  • 4 SILA CE Credits
  • Instructor(s):  Ann Robinson


Bookings are closed for this event.