Tag Archives: Securities Regulation

June 20, 2019 @ 3:00 Eastern Join Securities guru Deirdre Patten of Patten Training & Review for a wild ride through the annals of Securities […]

Producer Licensing Overview June 13, 2024
AI Demystified February 23, 2024
Navigating the Labyrinth January 24, 2024
Coping with Grief and Stress Through the Holidays November 15, 2023
Fireside Chat with Outgoing NASAA President and Iowa Deputy Commissioner, Andrew Hartnett September 18, 2023
Surplus Lines: Common Compliance Pitfalls August 2, 2023
The Challenges and Complexities of Adjuster Licensing July 18, 2023