Webinar: Compliance Review

Compliance Year in Review:
Regulatory highlights from the prior 12 months
Thursday, June 21, 3:00pm Eastern
The first 6 months of 2018 have held surprises, confusion, and a complete turnaround for some regulations that were keeping compliance officers up at night. We will explore the SEC, FINRA, Department of Labor, and some of the state hot topics that have grabbed headlines and our attention in the Compliance world.
Join us for a FREE educational webinar presented by Ann Robinson.
Watch recorded webinar here.

View powerpoint here.

Ann Robinson, SVP Business Development RegEd
With over 15 years’ experience as a senior compliance professional, Ann has deep expertise in financial services operations, compliance and compliance technology. In her capacity as SVP, Business Development, Ann is responsinble for growing revenue, profit, and customer satisfaction for RegEd. Ann is chartered with enhancing existing products and helping to develop new products and services based on market needs and changing regulation.
Ann holds a Bachelor of Science degree from Samford University in Birmingham, Alabama and Masters of Business Administration degree from the University of Alabama in Birmingham, AL.  She also holds Series 7, 66, 24, 14 licenses and a North Carolina Insurance License.  Ann holds the Securities & Insurance Licensing Association Fellow (SILA-F) and Certified Regulatory Compliance Manager (CRCM) designations.
This webinar is approved for both SILA Designation and Professional Development CE credit. To receive credit you must register and attend the live webinar in entirety.