Webinar: FINRA Speaks

FINRA Speaks: Qualification Exam Program Updates
Thursday, March 22, 3:00pm Eastern
Listen to a FREE educational webinar taught by Senior Director of Testing and Continuing Education for FINRA, Joseph McDonald, Jr.

Senior management from FINRA’s Registration and Disclosure Department will provide updates to FINRA’s qualification exam program, including the October 1 implementation of the new Securities Industry Essentials Examination and revised representative level exams, as well as new opportunities for firms to consider in onboarding potential registrants.

Listen to the recorded webinar

Download the Powerpoint slides

  Joe McDonald, Senior Director of Testing and Continuing Education for FINRA, manages the FINRA qualification and examination waivers programs. Joe has been with FINRA for 20 years. Before joining FINRA, Joe worked as counsel in the Office of Compliance and Inspections and the Division of Market Regulation at the Securities and Exchange Commission. Joe received a B.A. in Psychology from the State University of New York at Stony Brook and a J.D. from the American University’s Washington College of Law.

 

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